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Article

Research on Stability Evaluation of Perilous Rock on Soil Slope Based on Natural Vibration Frequency

1
College of Geosciences and Engineering, North China University of Water Resources and Electric Power, Zhengzhou 450046, China
2
School of Civil Engineering, Chongqing University, Chongqing 400030, China
*
Authors to whom correspondence should be addressed.
Appl. Sci. 2023, 13(4), 2406; https://doi.org/10.3390/app13042406
Submission received: 26 January 2023 / Revised: 11 February 2023 / Accepted: 11 February 2023 / Published: 13 February 2023
(This article belongs to the Topic Geotechnics for Hazard Mitigation)

Abstract

:
Perilous rock instability on the soil slope brings a substantial threat to project operation and even people’s lives. The buried depth of the perilous rock is a challenge to deal with and primarily determines its stability, and the indirect rapid identification of its buried depth is the key to its stability evaluation. The paper aims to find a new and quick method to measure the buried depth of perilous rock on the soil slope and to solve the hard-to-measure buried depth stability evaluation. When the dam** ratio is less than one, and the deformation is linear elastic throughout the amplitude range, the potentially perilous rock vibration model may reduce to a multi-degree-of-freedom vibration one. By theoretical deduction, a quantitative relationship is established among the perilous rock mass, the basement response coefficient, the buried depth of the perilous rock, and the natural horizontal vibration frequency. In addition, the accuracy of this relationship is confirmed via numerous indoor experiments, showing that the horizontal vibration frequency of the perilous rock model in one dimension increases as the buried depth increases. Finally, based on the natural vibration frequency and guided by the limit balance model, a stability evaluation model of the perilous rock on the soil slope is constructed. Hence, the example shows that the method is feasible. The research findings are of vital significance for the stability evaluation of the perilous rock on the soil slope and give a novel approach and theoretical foundation for quick identification and monitoring.

1. Introduction

Perilous rocks on high and steep slopes are unstable, particularly when exposed to environmental or anthropogenic forces, such as precipitation, earthquake, or vibration [1,2,3,4]. The safety coefficient of the perilous rock stability on the soil slope refers to the ratio of the anti-overturning torque to the overturning one. When the ratio is greater than one, the slope is stable; when it is equal to one, the slope is in the limit equilibrium state; when it is less than one, the slope is damaged, and the perilous rock becomes unsteady. Then, under the action of gravity, these unstable rocks roll rapidly and seriously affect the project operation and even people’s safety. In China, perilous rock is one of the common geological disasters in mountainous areas and along roads. Even though the rock mass involved in a perilous rock collapse is moderate, it features wide distribution, sudden eruption, fast speed, high energy, long movement distance, and difficulty in monitoring and early warning. In addition, it poses a serious threat to people’s safety [5,6,7,8,9]. Especially with the implementation and advancement of the western development strategy and the “Belt and Road” initiative, many large-scale infrastructures are being constructed or have been built in southwestern China and along the Silk Road Economic Belt, where the risk of collapses and rockfalls may occur. For example, a building of the Sichuan–Tibet Railway will face engineering geological problems: the collapse of the shallow surface of the slope and the perilous rocks during construction and operation, due to the steep landform along the line, the complex geological environment conditions, and the development of unfavorable geological conditions, such as active fault zones and high ground stress [10,11]. It can be said that collapses and rockfalls are an unavoidable and important challenge in rock slope engineering, and scientific researchers and engineering technicians have paid much attention to it in recent years [12,13].
The buried depth of the perilous rock on the soil slope is an important parameter to evaluate its stability, which is hard to measure directly by instruments, so it brings great challenges for its identification, stability evaluation, and monitoring and early warning. To solve this problem, this paper, through theoretical deduction, model tests, and field tests, constructs a method based on dynamic characteristic parameters to identify the buried depth of perilous rock on the soil slope and then achieves its stability evaluation with the limit equilibrium theory. Research into the best way to assess the safety of a rock on the soil slope involves breaking the process down into qualitative stability assessments and quantitative numerical modeling approaches. It is difficult to achieve a quantitative evaluation of the stability of perilous rock by using qualitative research methods. The stability of the perilous rock may be quantitatively evaluated using the limit equilibrium and numerical simulation methods; however, the primary elements influencing the steadiness of perilous rock, such as its buried depth, size of the bond area, and bond strength of the perilous rock structures, are hard to grasp. Owing to current scientific and technological advancements, a technique has evolved for gauging the stability of the perilous rock based on its variation of dynamic characteristics. Amitrano et al. [14] analyzed the vibration before the collapse of the rock mass on the coast of Normandy in western France and concluded that vibration characteristics, such as vibration amplitude, can play a certain role in early monitoring and forewarning of a potentially fatal rockfall; Got et al. [15] concluded based on the displacement and vibration of a natural limestone cliff rock mass in the southeastern part of Vickers Mountains that spectrum analysis can be used as a supplement to the displacement velocity to provide early warning of perilous rock collapse.
Based on the vibration monitoring technology, Bottelin et al. [16] studied the dynamic response of four unstable rock masses in the Alps, and according to the measurements, there was a distinct energy peak at the resonance frequency of the perilous rock mass’s vibration spectrum; Ma et al. [17], by comparing the safety factors of the test blocks, found that the vibration characteristic parameters, such as frequency, have a certain indication effect on the stability of the rock block. After analyzing the mechanical indicators, such as friction force, it was concluded that rock mass safety monitoring based on the vibration mode will play an important role in practical engineering [18,19,20]; then, Jia Yanchang et al. [21,22,23,24,25,26,27] obtained the change rule of the dynamic characteristic parameters of perilous rock with structural damage through tests and a theoretical analysis and realized the quantitative stability evaluation based on the vibration frequency. Numerous investigations have shown that for the stability assessment of the rock blocks it is reliable to use dynamic indicators. When it comes to collapse catastrophes, this is one of the most useful technological tools available. Taking perilous rock on the soil slope as the research object, the paper establishes a quantitative link among the rolling rock mass, the foundation response coefficient, and the buried depth of the perilous rock. Significant progress has been made in determining the natural vibration frequency in the horizontal direction theoretically and computing the buried depth of the perilous rock rapidly. Laboratory experiments confirm the accuracy of the theoretical model. Based on the natural vibration frequency, the stability evaluation model of the perilous rock on the soil slope is then established in conjunction with the limit equilibrium model, and the calculation example demonstrates the feasibility of this approach. The research findings are extremely significant for checking the precariousness of rocks on a slope and provide a novel approach and theoretical foundation for the quick identification and monitoring of perilous rocks.

2. Materials and Methods

2.1. Perilous Rock on Soil Slope and Research Method

A perilous rock appears when a mass of rock on a soil slope splits from its parent body but is still on the slope (see Figure 1), and it may cause a collapse disaster at any time due to gravity or other natural factors, such as rainfall, earthquake, wind action, and animal interference. After the perilous rock collapses, the rockfall often moves downward at a high speed along the slope, with an extremely powerful force of impact. The incidence of perilous rock collapse is connected to factors such as the external force, the nature of the slope on which the perilous rock is located, the rock’s proclivity, and its buried depth. The perilous rock vibration model is simplified into a multi-freedom vibration model. The quantitative relationship among perilous rock mass, rock bottom response coefficient, perilous rock buried depth, and natural horizontal vibration frequency is established by theoretical inference. In the experiment, several perilous rock models with different masses and different buried depths were set up, and the vibration frequencies under the same buried depths and the buried depths under the same vibration frequencies were compared, researching the relationship between the buried depths of the perilous rock and the vibration frequencies.

2.2. Dynamic Characteristic Model of Perilous Rock on Soil Slope

Perilous rock formations will shake when prompted by external forces. In the case of the homogeneous isotropic foundation soil, when the dam** ratio is smaller than one, the multi-degree-of-freedom rock model simplifies down to a single-degree-of-freedom model. Rock vibration models may be simplified by considering just a few degrees of freedom due to the linear elastic character of the deformation over the whole amplitude range. See Figure 2.
According to dynamic theory, when an outside force causes the rolling rock slope to vibrate, the vibrations travel parallel to the slope. The potentially fatal chasm between the rock and the starting point is initially fixed at x ; the horizontal stiffness of the soil layer is K x , and according to Hooke’s law, the perilous rock is subjected to a force K x x moving in the opposite direction of the shift, calculated by using Newton’s second law and the equations of horizontal mechanical equilibrium for the potentially perilous rock:
M x ¨ = K x x
p 2 = K x / M
The frequency of the rock’s natural vibrations, without any dampening, is denoted by P, and its mass, M, is the other key variable. Then, Equation (3) was applied for the free vibration of the perilous rock on the soil slope without any dam**.
x ¨ + p 2 x = 0
We let the equation at time t be solved as:
x = e xt
We replaced the solution with Equation (3) to obtain the roots of the equations and identified equations:
s 12 = ± ip
s 2 + p 2 = 0
Combined with the above equations, the equation’s universal answer is:
x = C 1 e ipt + C 2 e ipt
We applied Euler’s formula to rewrite Formula (7):
x = C cos pt + D sin pt
The magnitudes of the integral constants C and D were defined by the beginning circumstances. By substituting t = 0 , x = x 0 , x ˙ = x ˙ 0 into Formula (8), we obtained the value of C and D as:
C = x 0 , D = x ˙ 0 / p
x = x p cos pt + sin pt x ˙ / p
The trigonometric transformation of Formula (10) resulted in the following new form:
x = A sin ( pt + α )
A is a constant, where:
A = x 0 2 + ( x ˙ 0 p ) 2 , α = tg 1 px 0 x ˙ 0
The system’s vibration period is:
T = 2 π / p = 2 π M / K x
The system’s vibration frequency is:
f = 1 / T = 1 2 π K x M
The relationship between the stiffness coefficient of the foundation soil K x and the foundation reaction force coefficient k is:
K x = khb
Equation (16) represents the horizontal vibration frequency at which a potentially perilous rock is most likely to oscillate after combining Equations (14) and (15):
f = 1 2 π khb M
Considering the ratio effect of the height of the perilous rock to its breadth parallel to the direction of vibration at its fundamental frequency, it becomes clear that the perilous rock on the soil slope operates against the dam** force when the dam** is weak. Over time, the amplitude of the vibrations will diminish as the system’s mechanical energy is transformed into heat and eventually lost as heat. The resulting Formula (16) can be expressed as:
f d = 1 ξ 2 2 π a H s 2 a H s 2 + 1 khb M
where f d is the damped system’s fundamental vibration frequency ( Hz ); ξ is the dam** ratio of the system (unitless);   a is the perilous rock’s dimension in the direction of the vibration, m ; b is the perilous rock length in the vertical vibrational axis, m ; M is the rock’s bulk, kg ; h is the perilous rock’s buried depth, m ; H is the height of the precarious rock, m ; H s is the vertical distance from base to top of perilous rock, m .
To further verify the correctness of Formula (17), the following part verifies whether the relationship among the buried depth, mass, and vibration frequency of the perilous rock is consistent with Formula (17) through the model test.

3. Model Test

3.1. Test Equipment

(1)
Vibration meter
Specifically, a Microchip Cube wireless vibrometer manufactured by Bei**g Beike Andi Technology Development Co., Ltd. (Bei**g, China) was used in the experiment with a quick sampling rate, a high signal-to-noise ratio, and wireless data transmission. The frequency of the object’s natural vibrations in all three dimensions was determined using the Fourier transform. The exact vibration meter parameters are depicted in Table 1.
(2)
Vibration measurement
We attached the vibration detector to the model’s summit and then used epoxy glue to connect the detector’s fixed plate to the perilous rock block shown in the foreground. The installation of the layout sensor occurred after the epoxy resin had dried and the test model had been taken entirely. The velocity/acceleration in the three dimensions was activated after the hammer excited the wide frequency domain, measuring the object’s time-domain representation in Figure 3. After obtaining a representation of the observed object’s frequency domain by filtering and the Fourier transform (Figure 4), the measured object’s natural vibration frequency could be determined.

3.2. Experimental Model

(1)
Test model
In the experiment, cubes of different sizes and qualities were used to simulate perilous rocks. The dimensions of models A, B, and C were 0.3 m × 0.3 m × 0.4 m, 0.3 m × 0.3 m × 0.3 m, and 0.3 m × 0.3 m × 0.2 m, respectively, and the masses were 84.3 kg, 63.2 kg, and 42.5 kg, respectively. Figure 5 depicts the experiment’s perilous rock model.
(2)
Foundation soil
We took the soil on the open-top landslide body on the Dadu River National Road slope as the test foundation soil. The natural density, natural dry density, deformation modulus, and grain group content of the soil were obtained through conventional soil tests. Table 2 displays the standard properties of the foundation soil.

3.3. Test Plan

The models were buried on the soil slope to simulate perilous rocks, and 1/5, 2/5, 3/5, and 4/5 of the model’s height governed the buried depth. The slope angle θ remained unchanged. We used a hammer with a wide frequency range to hit the model, and then a vibrometer. The acceleration time–history curve of the perilous rock model was obtained. We obtained the model’s power spectrum by first applying a horizontal filter to the acceleration time–history curve and afterward by performing a Fourier transform on the filtered data. The test plan is displayed in Figure 6.

3.4. Test Results

After the test, perilous rock models with various buried depths had their horizontal natural vibration frequencies measured. Table 3 displays the results of our statistical analysis.
The test findings reveal a maximum error of 6.83%, a minimum error of 1.63%, and an average error of 3.82% for the inferred buried depth of the perilous rocks.

3.5. Discussion

Figure 7 displays the experimentally determined connection among the buried depth of perilous rock, the vibration frequency, and the mass of perilous rock.
(1)
Correlation between the buried depth of the perilous rock and the natural vibration frequency.
Figure 7 shows that the natural vibration frequency of the perilous rock grows non-linearly as the buried depth increases.
By transforming Equation (17), the relationship between the buried depth of the perilous rock and the natural vibration frequency could be obtained as:
h = 4 π 2 Mf d 2 a / H s 2 + 1 kb 1 ξ 2 a / H s 2
Equation (18) demonstrates that as the buried depth of the perilous rock increases, the frequency of its natural vibrations grows steadily in a quadratic fashion. Additionally, the theoretical model has an average inaccuracy of 3.82% when comparing the experimentally observed buried depth of the perilous rock model to the predicted buried depth, showing that there is a strong theoretical relationship between the frequency of the natural vibrations and their buried depth, as proposed in this work. Unlike the manual method to measure the buried depth of the perilous rock, this paper, by measuring its natural vibration frequency, provides the theoretical basis and new technical support for its early identification, stability evaluation, and monitoring and early warning.
(2)
Relationship between the natural vibration frequency and the perilous rock mass.
Figure 7 shows that, for a given natural vibration frequency, a lighter model has a shallower buried depth than a heavier one. When the models have the same natural vibration frequency, the buried depths of the models fall in the following order: A > B > C. If two rocks of equal mass are buried at the same depth, the vibration frequency of a perilous rock with a larger mass is lower than that with a smaller mass. The order of the natural vibration frequency of the models under the same buried depth is C > B > A.
Equation (17) leads to the following conclusion on the link between the perilous rock’s bulk and its inherent vibration frequency:
M = kbh 1 ξ 2 a / H s 2 4 π 2 f d 2 a / H s 2 + 1
The natural vibration frequency reduces quadratically with the enhancing mass of the perilous rock, as shown by Formula (19). Data gathered from experiments involving the magnitude of perilous rocks and the frequency of natural vibrations confirm the accuracy of this result.

4. Perilous Rock Stability Evaluation

4.1. Force Analysis of Perilous Rock

Figure 8 depicts the results of a force study performed on the potentially perilous rock, where F is the friction force between the perilous rock and the soil, N; G is the gravity of the perilous rock, N; E p is the passive earth pressure, N; E a is the active earth pressure, N; F e is the external force of the perilous rock, N; θ is the angle of the slope, °; Q is the water pressure at the bottom, N; z is the depth of the calculation point from the soil surface, m; δ is the friction angle between the perilous rock and the soil, where the value is φ , °.
E p = 0.5 γ h 2 tan 2 45 ° + φ 2 b
E a = 0.5 γ h z 2 tan 2 45 ° φ 2 b
z = 2 c γ tan 45 ° φ 2
F = G sin θ + F e cos θ + E a E p
For rolling stones in a rolling state:
M qf = H 2 h G sin θ + a 2 Q + H 2 h F e cos θ + a 2 F e sin θ + 1 3 E p h 2
M kqf = a 2 G cos θ + 1 3 E p h 2
Among them, M qf is the rolling motion state rolling rock overturning moment, and M kqf is the rolling motion state rolling rock anti-overturning moment.

4.2. Stability Evaluation Model

According to the limit equilibrium model, the safety factor K of the rolling rock under the condition of translational motion was obtained:
K = E p + F + ab + 2 ah + 2 bh c E a + G sin θ
The safety factor K of the rolling stone under the condition of rolling motion state:
K = M kqf M qf
Formulas (18), (20)–(23) were put into Formula (26), and Formulas (24) and (25) were put into Formula (27) to obtain the connection between the safety factor of the rolling stones and the natural vibration frequency under various motion states.

4.3. Example

During the impoundment of the Monkey Rock Reservoir in Ganzi Prefecture, Sichuan Province, there were obvious signs of deformation on the outer high retaining wall and the inner slope of the highway at the gully downstream of the open-top landslide. These deformations severely threaten people’s safety and property within the S211 Provincial Highway and the downstream reservoir area. According to the site geological survey, the open-top landslide is about 14.5 km away from the Monkey Rock Dam and is located at the right bank of Dadu River in Kairao Village, Gezong Township, Danba County, and about 450 m upstream of ** ratio is less than 1, and the deformation is linear elastic deformation in the amplitude range. The vibration model of the perilous rock on the slope was simplified into a vibration model with multiple degrees of freedom. Based on the dynamic theory, the quantitative relationship among the natural vibration frequency, mass, side length, deformation modulus of the foundation soil, and buried depth of the perilous rock on the soil slope was established; that is, the dynamic characteristic model of the perilous rock on the slope was set up.
(2)
The indoor model tests were carried out with models of different mass, different side lengths, and different buried depths. The experimental findings demonstrate that as the buried depth of perilous rock increases the frequency of its natural vibrations grows steadily in a quadratic fashion. The natural amplitude vibrations decrease quadratically as the mass of potentially perilous rock increases. Table 3 shows that the dynamic characteristic model of the perilous rock developed in this research is accurate, as predicted by the tests.
(3)
Combined with the dynamic characteristic model and limit equilibrium model of the perilous rock on the soil slope, the evaluation model of perilous rock stability based on the natural vibration frequency was established, and the model was verified to be correct by a field test. Based on the research results, the buried depth of the perilous rock can be calculated indirectly by measuring its natural vibration frequency. Its safety coefficient on the soil slope can be calculated. In this way, these calculations offer the theoretical basis and technical support for early identification, stability evaluation, and monitoring and early warning.

Author Contributions

Y.J. and L.W. contributed to the conception of the study and performed the experiment; Y.J. and G.S. were responsible for data collection; Y.J., G.S. and T.J. made significant edits to the manuscript; Y.J., L.W. and G.S. were in charge of making important revisions to the manuscript; J.Z. and Z.L. helped perform the analysis with constructive discussions. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the National Natural Science Foundation of China (No. U1704243) and the Natural Science Foundation granted by the Department of Education, Anhui Province (No. KJ2020A0235).

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

References

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Figure 1. Schematic diagram of perilous rock on a soil slope.
Figure 1. Schematic diagram of perilous rock on a soil slope.
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Figure 2. Dynamic characteristic model of perilous rock.
Figure 2. Dynamic characteristic model of perilous rock.
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Figure 3. Vibration time-domain diagram.
Figure 3. Vibration time-domain diagram.
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Figure 4. Vibration frequency-domain diagram.
Figure 4. Vibration frequency-domain diagram.
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Figure 5. Perilous rock test models.
Figure 5. Perilous rock test models.
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Figure 6. Test scheme.
Figure 6. Test scheme.
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Figure 7. Relationship between natural vibration frequency and buried depth.
Figure 7. Relationship between natural vibration frequency and buried depth.
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Figure 8. Force diagram of perilous rock.
Figure 8. Force diagram of perilous rock.
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Figure 9. Perilous rocks. (a) A is a perilous rock on the open-top landslide; (b) B is a perilous rock on the open-top landslide near A.
Figure 9. Perilous rocks. (a) A is a perilous rock on the open-top landslide; (b) B is a perilous rock on the open-top landslide near A.
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Table 1. The performance indexes of Microchip Cube.
Table 1. The performance indexes of Microchip Cube.
ParameterMinimumMaximumUnit
range−5.0+5.0 g
sampling ratio5.0800 Hz
resolution0.50 μ g
Table 2. Foundation soil parameters.
Table 2. Foundation soil parameters.
Test FactorAverageUnit
natural density ( γ )1.92g/cm3
internal friction angle ( φ )20.0°
coefficient of subgrade reaction (k)6.5 × 104kN/m3
cohesion (C)7.0kN/m2
Table 3. Experimental block horizontal vibration frequency.
Table 3. Experimental block horizontal vibration frequency.
ModelsBuried Depth/cmMeasured Frequency/HzBuried Depth Calculation/cmError/%
A813.67.49 6.37%
A1623.216.72 4.51%
A2431.824.61 2.52%
A3239.231.18 2.56%
B616.56.34 5.69%
B1225.312.36 3.03%
B1832.617.51 2.73%
B2439.923.51 2.02%
C417.73.84 3.92%
C827.48.32 3.97%
C1235.412.82 6.83%
C1640.916.26 1.63%
Table 4. Parameter indexes of the perilous rocks.
Table 4. Parameter indexes of the perilous rocks.
Length of Perilous Rock/cmWidth/cmHeight/cmMass/kgSlope Angle/°
A3.335.217.23327,386.5025.00
B2.854.894.56165,866.6525.00
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MDPI and ACS Style

Jia, Y.; Song, G.; Wang, L.; Jiang, T.; Zhao, J.; Li, Z. Research on Stability Evaluation of Perilous Rock on Soil Slope Based on Natural Vibration Frequency. Appl. Sci. 2023, 13, 2406. https://doi.org/10.3390/app13042406

AMA Style

Jia Y, Song G, Wang L, Jiang T, Zhao J, Li Z. Research on Stability Evaluation of Perilous Rock on Soil Slope Based on Natural Vibration Frequency. Applied Sciences. 2023; 13(4):2406. https://doi.org/10.3390/app13042406

Chicago/Turabian Style

Jia, Yanchang, Guihao Song, Luqi Wang, Tong Jiang, **di Zhao, and Zhanhui Li. 2023. "Research on Stability Evaluation of Perilous Rock on Soil Slope Based on Natural Vibration Frequency" Applied Sciences 13, no. 4: 2406. https://doi.org/10.3390/app13042406

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